Our client, a leading investment bank, is looking for an Executive Director, Markets Compliance to join their expanding team.
Assess financial regulations and appropriate compliance policies and procedures
Coordinating with other compliance groups and provide regulatory advice in real time
Monitor the changes and developments for new laws, rules and regulations
Provide advice to front office staff on transactions, business activities and policies
University graduate from a related discipline
Familiar with FICC and/or Equities market structures and products
Minimum of 10 years experience in GBM APAC Compliance
Strong communicator, and proficiency in English/Chinese Contact Elaine CHU on or APPLY NOW by clicking the button below
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