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ED, Markets Compliance

Location
Hong Kong
Job Type
Permanent
Posted
8 Sep 2022

Our client, a leading investment bank, is looking for an Executive Director, Markets Compliance to join their expanding team.

Responsibilities:

Assess financial regulations and appropriate compliance policies and procedures

Coordinating with other compliance groups and provide regulatory advice in real time

Monitor the changes and developments for new laws, rules and regulations

Provide advice to front office staff on transactions, business activities and policies

Requirements:

University graduate from a related discipline

Familiar with FICC and/or Equities market structures and products

Minimum of 10 years experience in GBM APAC Compliance

Strong communicator, and proficiency in English/Chinese Contact Elaine CHU on or APPLY NOW by clicking the button below

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Details

  • Job Reference: 707120392-2
  • Date Posted: 8 September 2022
  • Recruiter: ambition
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent