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Head of Country Compliance - Global Investment Bank

Hong Kong
Job Type
8 Sep 2022

Key Responsibilities

  • Be accountable for the APAC Country Compliance and Compliance Governance program
  • Provide advice on regulatory interpretation and compliance issues in relation to control room, privacy, country regulatory compliance and technology compliance
  • Handle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary
  • Review and lead new infrastructure initiatives from a local and international regulatory, best practice and firm perspective.
  • Liaise with local regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
  • Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and providing guidance, interpretation and direction to stakeholders.


  • Minimum 15 years of relevant work experience in the financial services industry in compliance.
  • In-depth knowledge of APAC regulatory and compliance requirements
  • Solid knowledge of privacy, regulatory compliance, operation compliance and technology compliance
  • Excellent English, ideally with Chinese (Cantonese / Mandarin) language skills
  • Team management experience

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  • Job Reference: 707121644-2
  • Date Posted: 8 September 2022
  • Recruiter: Ashford Benjamin Ltd
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent